Surveillance Analyst Compliance Job in Bangalore at Deutsche Bank Group

Deutsche Bank is hiring for the role of Surveillance Analyst Compliance!

Responsibilities of the Candidates:

• Be part of the global and Bangalore compliance surveillance team and acting as a conduit between APAC, EMEA and AMER based teams whilst understanding high-complex processes, including making judgment calls which require strong interpretation skills.
• Assisting team members initial review of alert queues across all regions and performing analysis of surveillance alerts in relation to firm, employee, and client activities, ensuring consistent delivery & service levels are maintained.
• Promptly escalating concerns within alerts to the appropriate onshore region / teams for follow up and take necessary actions.
• Reviewing and opining on alerts; emails, and other communications (i.e., voice) for potential breaches of laws, regulations, and internal policies
• Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders.
• Working with Compliance Information Technology in the preparation and User Acceptance Testing of new tools, amendments to existing to ensure effectiveness and coverage of alerts.
• Additional duties are assigned.

Requirements:

• Compliance/regulatory experience would be beneficial.
• Degree related experience to Finance or Economics would be beneficial.
• An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements.
• The ability to explain complex concepts in simple and easy to understand way.