Sr Manager/AVP – AMC Business Audit Job in Mumbai at Motilal Oswal Financial Services

Key Deliverables: 

Depository Participant Operation Audit:  

• Conduct comprehensive audits of depository participant operations.  
• Evaluate the effectiveness of controls and compliance with regulatory requirements.  

Custody Operation Audit:

• Perform audits of custody operations to ensure proper management and safeguarding of assets.  
• Assess the accuracy and completeness of custody records and processes.  

Half-Yearly Audit of Exchanges:  

• Lead and execute half-yearly audits of exchanges.  
• Identify and report on areas of non-compliance and recommend corrective actions.  

Settlement Operations Audit:  

• Audit settlement operations to ensure timely and accurate settlement of transactions.  
• Review and evaluate the effectiveness of settlement procedures and controls.  

Banking Operations within AMC Audit:  

• Conduct audits of banking operations within the AMC division.   
• Ensure compliance with internal policies and regulatory requirements.  

Payin and Payout Process Audit:  

• Audit the payin and payout processes of security and fund transfers of exchanges.  
• Verify the accuracy and timeliness of transactions and related documentation. 

Role Requirements

• Educational Qualifications: :CA
• Minimum 8+ years of experience with 4/5 year experience in a AMC Audit background 
• Strong understanding of depository participant operations, custody operations, settlement processes, and banking operations within AMC. 
• Knowledge of regulatory requirements related to exchanges and financial transactions 
• Domain Knowledge: Audit in AMC Industry 

Focus on a customer-first attitude, ethical and transparent business practices, respect for professionalism, research-based value investing, and implementation of cutting-edge technology has enabled us to blossom into a 10,500+ member team.