Senior Officer - Business Compliance Job in Mumbai at Tata Capital

Key Responsibilities:

• Monitor and ensure compliance with regulatory guidelines issued by RBI and other statutory authorities.
• Review business processes, SOPs, and policies to identify compliance gaps and risks.
• Conduct periodic compliance audits, reviews, and checks across business units.
• Support implementation of compliance frameworks, controls, and corrective action plans.
• Track regulatory updates and assess impact on business operations.
• Coordinate with internal stakeholders (Operations, Sales, Credit, Legal) for compliance adherence.
• Assist in handling regulatory inspections, audits, and submissions.
• Maintain compliance MIS, reports, dashboards, and documentation.
• Investigate compliance deviations and recommend preventive measures.
• Support training and awareness programs on compliance and regulatory requirements.

Key Skills & Competencies:

• Strong knowledge of RBI regulations and compliance frameworks
• Understanding of NBFC / BFSI operational processes
• Risk assessment and control monitoring
• Audit & documentation skills
• Strong analytical and problem-solving abilities
• Good communication and stakeholder management skills
• Attention to detail and high integrity

As a trusted and customer-centric, one-stop financial services provider, Tata Capital caters to the diverse needs of retail, corporate and institutional customers, across various areas of business namely the Commercial Finance, Infrastructure Finance, Cleantech Finance, Wealth Management, Consumer Loans and distribution and marketing of Tata Cards. Tata Capital has over 500+ branches spanning all critical markets in India.