Senior Associate- IC-RC/Monitoring Job in Bangalore at Acuity Knowledge Partners

Acuity Knowledge Partners is hiring for the role of Senior Associate- IC-RC/Monitoring!

Responsibilities of the Candidate:

• New account onboarding activities.
• Guideline reviews and account coding
• Identify gaps in existing coding and suggest enhancements.
• Perform daily review of post trade incidents and perform thorough investigations to identify root cause of the failure.
• Liaison with portfolio managers, client relationship managers and ensure portfolio is adhering to all guidelines.
• Handle queries of junior team members and help them learn the process.
• Demonstrate ownership of the activities performed and be accountable for overall delivery of some work types within the team.
• Work on list updates which includes firm wide restricted list updates as well as client-specific lists.
• Client certifications and attestations
• Perform checks on non-codable guidelines.

Requirements:

• Sound understanding of investment instruments like equities, derivatives, fixed-income instruments etc.
• Sound interpretational & logical reasoning skills to comprehend investment guidelines.
• Strong Microsoft Office knowledge is required.
• Experience in Investment Compliance functions including coding and post-trade monitoring is mandatory.
• Experience in one of the following solution providers is required: Sentinel, Aladdin, Bloomberg AIM, Geneva
• MBA - Finance / CFA, law, or compliance-related qualification. Capital Markets knowledge/NCFM certifications, preferred.