Regulatory Control Analyst - Surveillance Job in Mumbai at Deutsche Bank Group

Duetsche Bank is hiring for the role of Regulatory Control Analyst - Surveillance!

Responsibilities of the Candidates:

• Conduct Communication Surveillance (E-comms & Voice) for APAC.
• Respond to escalations/referrals from Lexicon reviews.
• Conduct deep dives and investigations on irregularities and abnormal activities.
• Conduct QA (Quality Assurance) of reviewed E-Communications alerts and ensure appropriate QA documentation.
• Preparation of periodic (Weekly/Monthly) MIS.
• Participate in Communication surveillance projects and UAT (user acceptance testing).
• Assist in the calibration of lexicons.
• Assist in internal queries and audit requests.
• Work on any ad hoc Communication tasks and requests.

Requirements:

• Strong attention to detail, analytical skills and sound judgement.
• Ability to assimilate large amounts of data and have the focus to identify potential issues.
• Be able to multitask and work on multiple projects.
• Understand various Business area risks.
• Compliance and Regulatory awareness.
• Knowledge of applicable securities rules advantageous.
• Team player with ability to work independently.
• Proactive and enthusiastic.