Regulatory Control Analyst - Surveillance Job in Bengaluru at Deutsche Bank Group

Deutsche Bank is hiring for the post of Regulatory Control Analyst - Surveillance!

Responsibilities of the Candidate:

• Monitor and Review Communication and Trade Surveillance alerts generated by the system daily
• Report exceptions to the Hong Kong team daily.
• Record evidence of monitoring & review performed.
• Ensure that KPI delivery is strictly in line with the Bank’s policies & procedures
• Escalate all issues properly, in time, to the appropriate level and seek assistance to avoid any adverse impact on the business.
• Familiarize oneself with the function-specific MIS.
• Support the manager in investigation requests.
• Support training of new joiners
• Liaise with Country Compliance Officers, the business, Operations, or Technology in the development, review, testing, and/or enhancement of procedures
• Prepare MI and Tracking KPIs and Status updates for senior management.
• Handle the BAU of the process along with the process escalations, Client management, Global projects, and Process transitions

Requirements:

• Bachelor’s or Masters in Commerce and Finance.
• The candidate should have a minimum 2 to 3 years prior experience in Investment Banking Operations. Having exposure to Compliance or performing Compliance-related roles is a plus.
• Must be detail-oriented, Strong communicator, Accountable, Flexible
• Familiar with equities and derivatives business
• Have a good understanding of equity and derivatives trading processes.
• Ability to process and analyze diverse transactional behavior and display sound judgment in escalations.
• Ability to multi-task on several different assignments/projects, works well under pressure and meet deadlines