Junior Compliance Analyst, EDO Job in Ahmedabad at S&P Global

S&P Global is hiring for the role of Junior Compliance Analyst, EDO!

Responsibilities of the Candidate:

• This role requires a dynamic cross-compliance ability to investigate multiple types of investigations, including but not limited to, internal data loss prevention and internal employee investigations.
• Review daily and periodic compliance alerts, analyze internal and external activities to determine where further inquiry and escalation is required.  Prioritize alert disposition and escalation, ensuring that alerts are reviewed and investigated in a timely manner and in accordance to internal policies or regulatory requirements.
• Clearly document investigative steps, findings, and rationale for decisions in an auditable manner.
• Partner with compliance and other colleagues to conduct investigations of potential violations, policy breaches and compliance laws and regulations.
• Prepare memoranda and reports of reviews conducted, conclusions and required actions.
• Assist in establishing metrics and ongoing reporting, particular to identify trends or patterns that increase organizational compliance risks.
• Provide, clear and concise business advice and guidance on compliance policies, procedures and regulatory requirements.
• Identify potential areas of compliance vulnerability and risk; identify corrective action and provide general guidance on how to address similar situations in the future.

Requirements:

• Proven experience in compliance, regulatory affairs, internal audit, legal or operations role, or a combination of these roles within the financial services industry.
• Proven experience in alert investigations and due diligence methods, particularly in data loss prevention.
• Experience with screening tools, case management systems and data analysis techniques.
• Attention to detail, with strong writing and communication skills and the ability to write detailed reports and the alignment and storage evidence artifacts.
• Demonstrated ability to meticulously analyze complex data, identify red flags related suspicious activities, and the ability to make sound decisions.
• Knowledge of Artificial Intelligence and its application to resolving compliance-related matters.
• A bachelor's degree is required, with a preference for a degree in business, accounting, law, or a related discipline in the financial services field. 
• Independent, self-starter and problem-solver capable of working without close supervision or daily guidance; diligent and attentive to details; able to prioritize tasks and work well under pressure.
• Proven public speaking and written communication abilities. Must have the ability to be clear and concise.
• Competencies to translate compliance concepts into practical applications of day-to-day operations.