Investment Guidelines Team Lead Job in Bangalore at JP Morgan Chase Bank

JP Morgan Chase & Co. is hiring for the role of Investment Guidelines Team Lead!

Responsibilities of the Candidate: 

Coding:

• Review new data analytics and update compliance platforms
• Understand and set rules as per rating agencies 
• Identify coding issues
• Maintain Legal & Compliance approved & restricted lists
• Work on Rule coding standardization across supported regions
• Perform periodic reviews of account coding to ensure accuracy & consistency
• Set up trading brokers and counterparty Limits, exposure as per IMA
• Evaluate coding accuracy & communicate in case of any discrepancy
• Partner with the monitoring team to reduce false breaches and manually monitor guidelines

Monitoring:

• Post-trade violation investigation & resolution 
• Assist with Client certifications/ attestations
• Review regulatory breaches around UCITS regulations 
• Classify Fund Portfolio Investments 
• Perform Annual account review 
• Coordinate with Portfolio managers and Investment specialists for fund breaches
• Execute Client service group duties and coordinate between various portfolio managers 
• Participate in local projects as required.
• Process/system enhancements along with regression testing

Requirements: 

• 2-5 years of work experience of portfolio guidelines coding/ monitoring
• Candidates with a good understanding of securities reference data, and portfolio analysis experience can be considered
• Familiar with trade compliance applications such as LZ Sentinel, Charles River, and Aladdin (Compliance)
• Professional level understanding of UCITS Regulations will be added advantage
• Analytical & Interpretation skills: Client agreement language needs interpretation and post-trade compliance tests performed need data analysis skills. Team needs to understand financial instruments that are being traded by Portfolio Managers to code guidelines or to perform secondary research
• Detail Orientation: Function is critical from an impact perspective. Need eye for detail and there is zero tolerance to oversight mistakes
• Communication (Spoken – Assertiveness & Written): Need to communicate with Front Office (Portfolio Managers), Onshore Leads, and Client Services on need basis to ensure correct interpretation by the coding team & to confirm client guideline breaches are understood by Front Office for necessary correction of the trades. Portfolio breaches need to be explained with requisite details over the email
• Understanding of Portfolio Management, Role of Portfolio Manager, Key aspects of Investment Management