Internal Control Associate Manager Job in Mumbai at Upstox

Upstox is hiring for the role of Internal Control Associate Manager!

Responsibilities of the Candidate:

• Assist in the development of the organizational Risk Management Plan.
• Plan financial, regulatory, compliance, or operational reviews/audits.
• Periodically analyze and evaluate the effectiveness of control systems in place to mitigate risk and promote the control culture of the organization.
• Conduct performance audits and special audit investigations as needed or requested by an appropriate authority.
• Liaise with all departments within the organization to ensure effective and efficient auditing of operations.
• Coordinate audit activities with external auditors.
• Recommend changes in policies and procedures to positively impact the goals and objectives of the Audit Unit.
• Undertake any other duties as assigned.

Requirements:

• Minimum of a Bachelor's degree in a relevant field.
• Full professional accounting qualification (CA or equivalent).
• Relevant years of post-qualification working experience in the broking industry in a managerial position.
• Considerable knowledge of accounting principles, practices, procedures, and generally accepted auditing standards.
• Comprehensive knowledge of legal and regulatory requirements.
• Results-oriented with strong analytical, problem-solving, and decision-making skills.
• Excellent written and verbal communication and interpersonal skills.
• Advanced computer literacy skills, including MS Office (Word, Excel, PowerPoint), PowerBI, and Tableau.