CS Non Secretarial Job in Jaipur at KOGTA Financial (india) Limited

Key Responsibilities:

Regulatory Compliance:

• Monitor compliance with RBI guidelines for NBFCs, including periodic circulars, notifications, and master directions.
• Prepare and file periodic intimations & returns with RBI.
• Ensure compliance with applicable laws like FEMA, PMLA, and applicable provisions of Companies Act (excluding secretarial aspects).
• Maintain compliance records and documentation for regulatory inspections and audits.

Internal Compliance & Risk Management:

• Develop and update internal compliance policies and SOPs in line with latest regulatory updates.
• Conduct compliance reviews to identify gaps or risks.
• Ensure timely rectification of compliance observations from internal/external audits and RBI inspections.
• Assist in risk assessment and mitigation from a compliance perspective.

AML / KYC Compliance:

• Monitor implementation and effectiveness of KYC norms as per RBI Master Directions.
• Supervise AML/CFT compliance programs and report Suspicious Transaction Reports (STRs) to FIU-IND as required.
• Conduct training for staff on AML and KYC compliance.

Policy Implementation & Review:

• Assist in drafting and reviewing internal policies such as Fair Practice Code, Outsourcing Policy, Grievance Redressal Policy, etc.
• Coordinate with internal departments to ensure policy adherence.

Grievance Redressal Compliance:

• Monitor customer grievance redressal in line with RBI's Internal Ombudsman Guidelines.
• Ensure proper tracking, resolution, and reporting of customer complaints.

Qualifications:

• Company Secretary preferred.
• Minimum 3–5 years of experience in NBFC, BFSI, or financial regulatory compliance.
• Strong understanding of RBI regulations applicable to NBFCs.

Key Skills:

• Strong knowledge of NBFC regulatory environment
• Excellent analytical and documentation skills
• Detail-oriented with a high level of integrity
• Ability to manage multiple compliance deadlines
• Effective communication and interpersonal skills

Kogta Financial (I) Ltd is a retail focused Non Banking Finance Company with more than 25 years of experience in Asset Finance Business (AFCs).

We are a progressive fast-growing retail-focussed, Non Banking Finance Company (NBFC). Incorporated in 1996 by a team of dynamic entrepreneurs - Shri Banwari Lal Kogta, Shri Bal Mukund Kogta, and Shri Radha Krishan Kogta, we are currently steered by the next-generation meritocratic leaders including Arun Kogta (MD & CEO), Varun Kogta (ED & CFO) and Nayan Kogta (COO).