Compliance Trainee Job in Mumbai at Societe Generale

Societe Generale is hiring for the role of Compliance Trainee!

Responsibilities of the Candidate:

• Keep abreast of any changes and trends in the domestic banking laws & regulations and, other regulatory guidelines and communicate them to the required stakeholders, assisting in making changes in the internal policies as may be required.
• Coordinate with the Reserve Bank of India for the risk-based supervision exercise and coordinate responses for any finding/queries thereto.
• Adopt and implement the compliance policies and procedures stipulated by the Head Office and local regulatory authorities.
• Ensure that compliance deficiencies/customer complaints/regulatory enquiries are judiciously investigated, reviewed and rectified within prescribed time frames.
• Carry out periodic Compliance Risk Assessments (s) and prepare and conduct the annual Compliance Plan and Program.
• Assist in due implementation of the program for Anti-Bribery & Corruption, Personal Account Dealing, Outside Business Interest, Gifts & Events which include monitoring, investigation and reporting.
• Undertake voice surveillance of the dealing room which includes monitoring, investigation and reporting.

Requirements:

• Academic  Background: Graduate/and pursuing professional qualifications viz. CS, MBA with good knowledge and ready-to-learn attitude
• Skills & Competencies required: Excellent communication skills, Email writing skills, strong conviction and a positive attitude
• Language Skills: A good command of English is mandatory (written and spoken)
• Computer Skill: Basic Office Automation (MS Office) operating in windows working environment. Adept user of web-enabled databases and search engines