Compliance and Operations Lead Job in Bengaluru at BNP Paribas

BNP Paribas is hiring for the role of Compliance and Operations Lead!

Responsibilities of the Candidate:

• Direct communication with CTFC regulators, compliance teams, auditors, the FCM community, and global business partners.
• Client onboarding and pre-trade support.
• Post-trade execution clearing and allocation processing.
• Key risk indicator and statistical capture, recording, and analysis of operational processes and staff performance.
• Trade reconciliations utilizing middleware and industry software.
• Internal coordination with various departments during client onboarding.
• Client and business inquiry research, investigation, and issue resolution.
• Collaboration with global risk teams on limit queries and trade support.
• Lead and assist large-scale projects to implement processes that comply with necessary changes, growth, or new regulations and rules.
• Account set-up review and implementation utilizing various operational systems.
• Sales and marketing assistance in developing and presenting business offerings.
• Demonstrated highly competent working knowledge of FCM operations involvement in the life cycle of execution and clearing activities.
• Informational and instructional presentations.
• New product and market onboarding, including identification of requirements.
• Regulatory exam and audit coordination.
• Ensure familiarity with escalation procedures and raise issues to appropriate contacts in a timely manner to ensure awareness of potential risk while taking ownership of issues and seeing them through to resolution.
• Control monitoring.
• Review processes and provide feedback for enhancement with responsibility for managing enhancements for operations and seeing them through to completion.

Requirements:

• Supervisor: Experience with exchange-listed products, OTC cleared derivatives, or capital markets trading, operations, execution, clearing, or trade processes.
• Experience managing operational processes.
• Experience interacting with exam teams and regulators.
• Experience interacting with clients and various lines of business.
• Working knowledge of FCM clearing setups, including CCP mappings and exchange reporting suite.
• Understanding of exchange-listed derivatives trading and clearing workflows and related controls to alleviate regulatory risk.
• US exchange product knowledge of the trade life cycle.
• Proficiency in Microsoft Excel (VLOOKUP, pivot tables, formulas, etc.), Outlook, and PowerPoint.
• Experience in specifics around onboarding new clients.
• 2+ years of experience in clearing listed derivative products on multiple CCPs.
• 2+ years of experience in FCM clearing operations.
• Experience interacting with clients and various lines of business seeking solutions for enhancing client experience.
• Experience in global markets operational systems.
• Experience working with global lines of business to build and maintain partnerships.
• Knowledge of the Microsoft Office suite.