Compliance Analyst Job in Navi Mumbai at Morningstar, Inc.

Morningstar is hiring for the role of Compliance Analyst!

Responsibilities of the Candidate:

• Perform the screening of Morningstar’s business relationships against international sanctions programs and the review of records concerning adverse media, enforcement proceedings, regulatory actions and other related financial crime issues.
• Support the implementation of internal procedures for the general operation of the financial crime compliance program.
• Perform tasks in accordance with internal policies and procedures.
• Document and keep records of reviews performed and associated controls.
• Identify records and issues that need to be escalated for further review.
• Work with other Compliance teams within the Global Controls function and interact with employees at various levels of the organization across multiple time zones.
• Professionally manage relationships with other colleagues and contribute to the growth of the compliance culture regarding financial crime within Morningstar.

Requirements:

• A minimum of 2 years’ experience in compliance and/or regulatory analysis developed in Financial Services, Legal, or related professions.
• Prior work experience with financial crime compliance or AML/CFT concepts and issues is a plus.
• Bachelor’s degree in Finance, Law, Business Administration, or related field.
• Strong working knowledge of the Microsoft Office Suite.
• Experience in implementation and monitoring adherence to corporate policies, procedures and guidance documents.
• Experience in working with compliance specific screening solutions, tools and platforms.
• Ability to work both independently and collaboratively, capable of managing responsibilities autonomously and engaging constructively in group projects to achieve mutual goals.
• Ability to manage multiple projects, with varying deadlines, concurrently in conjunction with the other members of the Financial Crime Compliance team.