Compliance Analyst Job in Hyderabad at Invesco

Invesco is hiring for the role of Compliance Analyst!

Responsibilities of the Candidate:

• Address day to day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology related or manual controls created and applied during this process.
• Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification.
• Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements.
• Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position.
• Assist in resolving queries from regional compliance team and Front Office on compliance matters.
• Assist with ongoing review of relevant processes and procedures to ensure best practice.
• Perform daily manual tasks that are monitored outside of OMS. Perform list updates on OMS.
• Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
• Assist in Compliance related projects and responsibilities. Perform daily check on funds that are overdrawn, compare cash reports received from Reconciliation team with CRD reports and notifying relevant teams to clear the overdraft.

Requirements:

• 0-2 years required including relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment.
• Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds.
• Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
• Experience with regulatory environments such as SEC, ERISA, CSSF and FCA is required.
• Good written and verbal communication skills
• Good interpersonal and strong analytical skills
• Strong attention to detail
• Shall be a good team player
• Shall be open to work flexible hours
• Proficiency on MS Office suite of applications
• Familiarity with trading systems and compliance components such as Charles River, Bloomberg, LZ Sentinel or Aladdin
• CFA or FRM
• B. Com / M. Com / MBA /CA / Degree in Commerce/Finance