Compliance Analyst Job in Navi Mumbai at Morningstar, Inc.

Morningstar is hiring for the role of Compliance Analyst!

Responsibilities of the Candidate:

• Support the implementation of operating procedures for the general operation of the global conflicts of interest compliance program within Wealth Research Retirement.
• Monitor compliance with the firm’s conflicts of interest policies, including securities trading, gifts & entertainment and escalate issues to management as necessary.
• Administer the firm’s Conflicts Management System for Wealth Research Retirement globally.
• Document and keep records of associated controls.
• Support the Compliance Department in creating reports to Senior Management on a monthly, quarterly and annual basis.
• Work with the Compliance Department to develop, maintain and deliver compliance training and other materials.
• Assist with the preparation for and conduct of, regulatory examinations.
• Ability to work with a global team and interact with employees at various levels of an organization.

Requirements:

• A minimum of 2 years experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions.
• Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus.
• Bachelor’s degree in Finance, Accounting, Commerce or Business Administration.
• Proficiency with Excel.
• Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents.
• Ability to manage multiple projects concurrently in conjunction with the Compliance team.
• A team player with a positive and proactive attitude.
• Strong organizational and communication skills (verbal and written).
• Excellent command over the English language essential (written and verbal).
• Strong analytical and investigative skills.