Associate Manager- Central Compliance Job in Bangalore at LSEG

Responsibilities of the Candidate:

• Provide day to day administration of the Central Compliance System (CCS) including review of declarations/requests.
• Undertake investigations of compliance policy/process breaches
• Develop good working knowledge of key central compliance policies and CCS and provide advice and guidance to employees/stakeholder where necessary
• Respond to queries and manage the team Inbox through participation in bi-weekly calls to identify and tackle any high-risk items.
• Management Information reporting
• Work with the team head to deliver the Annual Compliance Certification including responding to queries and working through associated breaches
• Provide support as secondary owner for CCS tasks where assistance or cover required.

Requirements:

• Two to five years of demonstrable experience, working within Financial Services in a Risk Function, Advisory.
• Experience in Central Compliance/Control Room supporting the administration of a conflicts of interest/employee compliance system (e.g. StarCompliance, MyComplianceOffice) desirable but not required.
• Strong interpersonal skills and the ability to communicate effectively with employees across all Functions including the Business. Able to exercise discretion when required and demonstrate diplomacy.